0001144204-14-009100.txt : 20140214 0001144204-14-009100.hdr.sgml : 20140214 20140214101216 ACCESSION NUMBER: 0001144204-14-009100 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 GROUP MEMBERS: MEL HARRIS DECLARATION OF TRUST DATED JUNE 6, 2002 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GRANDPARENTS.COM, INC. CENTRAL INDEX KEY: 0001020475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 931211114 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78351 FILM NUMBER: 14611883 BUSINESS ADDRESS: STREET 1: 589 EIGHTH AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-839-8800 MAIL ADDRESS: STREET 1: 589 EIGHTH AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NorWesTech, Inc. DATE OF NAME CHANGE: 20110913 FORMER COMPANY: FORMER CONFORMED NAME: Pacific Biomarkers, Inc. DATE OF NAME CHANGE: 20100212 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC BIOMETRICS INC DATE OF NAME CHANGE: 19960813 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS MEL CENTRAL INDEX KEY: 0000928584 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 10800 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33161 SC 13G/A 1 v368662_sc13ga.htm SCHEDULE 13G/A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON DC 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 1)*

 

GRANDPARENTS.COM, INC.
(Name of Issuer)
  
Common Stock, par value $.01 per share
(Title of Class of Securities)
  
386617 104
(CUSIP Number)
  
December 31, 2013
(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

 

x Rule 13d-1(c)

 

¨ Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

CUSIP No. 386617 104 13G Page 2 of 7 Pages

 

 1.   

NAME OF REPORTING PERSON

 

Mel Harris

 

 2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

 

 

(a)  ¨

(b)  ¨

 

 

 3.  

SEC USE ONLY

 

 

 
 4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  5.   

SOLE VOTING POWER

 

7,787,500 (See Item 4)

 

 
  6.  

SHARED VOTING POWER

 

274,000 (See Item 4)

 

 
  7.  

SOLE DISPOSITIVE POWER

 

7,787,500 (See Item 4)

 

 
  8.  

SHARED DISPOSITIVE POWER

 

274,000 (See Item 4)

 

 
9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

8,061,500 (See Item 4)

 

 
10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

 

¨

 

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.7%

 

12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

             

 

 
 

 

CUSIP No. 386617 104 13G Page 3 of 7 Pages

 

 1.   

NAME OF REPORTING PERSON

 

Mel Harris Declaration of Trust Dated June 6, 2002

 

 2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

 

 

(a)  ¨

(b)  ¨

 

 

 3.  

SEC USE ONLY

 

 

 

 

 

 4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Florida

 

 

 

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  5.   

SOLE VOTING POWER

 

5,350,000 (See Item 4)

 

 

 

 

 

  6.  

SHARED VOTING POWER

 

0

 

 

 

 

 

  7.  

SOLE DISPOSITIVE POWER

 

5,350,000 (See Item 4)

 

 

 

 

 

  8.  

SHARED DISPOSITIVE POWER

 

0

 

 

 

 

 

9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

5,350,000 (See Item 4)

 

 

 

 

 

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

 

 

 

¨

 

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.1%

 

12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

00

 

             

 

 
 

 

CUSIP No. 386617 104 13G Page 4 of 7 Pages

 

 

Item 1(a).   Name of Issuer
     
    Grandparents.com, Inc.
     
Item 1(b).   Address of Issuer’s Principal Executive Offices
     
   

589 Eighth Avenue, 6th Floor

New York, New York 10018

 

Item 2(a).   Name of Person Filing
     
    (i) Mel Harris
    (ii) Mel Harris Declaration of Trust Dated June 6, 2002
     
Item 2(b).   Address of Principal Business Office or, if None, Residence
     
    (i)-(ii)

10800 Biscayne Blvd.

Suite 750

Miami, Florida 33161

     
Item 2(c).   Citizenship
     
    (i) United States
    (ii) Florida
     
Item 2(d).   Title of Class of Securities
     
    Common Stock, par value $.01 per share
     
Item 2(e).   CUSIP Number
     
    386617 104

 

Item 3.   If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

  (a) ¨  Broker or dealer registered under Section 15 of the Act;
  (b) ¨  Bank as defined in Section 3(a)(6) of the Act;
  (c) ¨  Insurance company as defined in Section 3(a)(19) of the Act;
  (d) ¨  Investment company registered under Section 8 of the Investment Company Act of 1940;
  (e) ¨  An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f) ¨  An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g) ¨  A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h) ¨  A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) ¨  A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
  (j) ¨ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
  (k) ¨  Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J).
   
  If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

 

 
 

CUSIP No. 386617 104 13G Page 5 of 7 Pages

 

 

Item 4.   Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount Beneficially Owned:
     
    (i) 8,061,500 (1) (2)
    (ii) 5,350,000 (3)
     
  (b) Percent of Class:
     
    (i) 7.7%
    (ii) 5.1%
     
  (c) Number of shares as to which such person has:
     
    (i) Sole power to vote or to direct the vote
       
      (i) 7,787,500 (1)
      (ii) 5,350,000 (3)
       
    (ii) Shared power to vote or to direct the vote
       
      (i) 274,000 (2)
      (ii) 0
       
    (iii) Sole power to dispose or to direct the disposition of
       
      (i) 7,787,500 (1)
      (ii) 5,350,000 (3)
       
    (iv) Shared power to dispose or to direct the disposition of
       
      (i) 274,000 (2)
      (ii) 0
           

 

(1) Includes (i) 2,105,000 shares of Common Stock, par value $.01 per share, of the issuer (“Common Stock”) held by the reporting person; (iii) 5,350,000 shares of Common Stock underlying warrants held by a trust of which the reporting person is the sole trustee and that are exercisable; and (iii) 332,500 shares of Common Stock underlying options held by the reporting person that have vested or will vest within sixty (60) days.
(2) Includes 274,000 shares of Common Stock held by the reporting person’s spouse.
(3) Reflects shares of Common Stock underlying warrants held by the reporting person that are exercisable.

 

Item 5.   Ownership of Five Percent or Less of Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨

 

Item 6.   Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not Applicable.

 

 
 

 

CUSIP No. 386617 104 13G Page 6 of 7 Pages

 

 

Item 8.   Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9.   Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.   Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 14, 2014

 

     /s/ Mel Harris
    Mel Harris

 

    Mel Harris Declaration of Trust Dated June 6, 2002
     
     /s/ Mel Harris
    Mel Harris, Trustee

 

 
 

CUSIP No. 386617 104 13G Page 7 of 7 Pages

 

 

EXHIBIT INDEX

 

 

Exhibit No.   Description
1   Joint Filing Agreement

 

 

 

 

 

EX-1 2 v368662_ex-1.htm JOINT FILING AGREEMENT

EXHIBIT 1

 

JOINT FILING AGREEMENT

 

This Joint Filing Agreement (this “Agreement”) is made and entered into as of February 14, 2014, by and between Mel Harris and the Mel Harris Declaration of Trust Dated June 6, 2002 (the “Filing Persons”). In accordance with Rule 13d-l(k)(1)(iii) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), the Filing Persons hereby agree to prepare jointly and file timely (and otherwise to deliver as appropriate) all filings on any Schedule 13D or Schedule 13G, and any and all amendments thereto and any other document relating thereto, required to be filed by them pursuant to Section 13(d) of the Exchange Act and the rules and regulations promulgated thereunder. Each of the Filing Persons agrees that the information set forth in any such Schedule 13D or Schedule 13G and any amendments thereto with respect to such Filing Person will be true, complete and correct as of the date of such Schedule 13D or Schedule 13G or such amendment, to the best of such Filing Person’s knowledge and belief, after reasonable inquiry. Each of the Filing Persons makes no representations as to the accuracy or adequacy of the information set forth in any such Schedule 13D or Schedule 13G or any amendments thereto with respect to any other Filing Person. Each of the Filing Persons shall promptly notify the other Filing Persons if any of the information set forth in any such Schedule 13D or Schedule 13G or any amendments thereto shall become inaccurate in any material respect or if said person learns of information that would require an amendment to any such Schedule 13D or Schedule 13G.

 

IN WITNESS WHEREOF, the parties hereto have executed this Agreement as of the date first set forth above.

 

  /s/ Mel Harris
  Mel Harris
   
   
  Mel Harris Declaration of Trust Dated June 6, 2002
   
  By: /s/ Mel Harris
    Name: Mel Harris
    Date: Trustee